Omissions in periodic reports

Hong Kong IPO disclosure precedents · 1 companies, 1 items

Sloppy omissions of required information in periodic reports, such as leaving out a top shareholder from the top-ten shareholders table in a quarterly report, resulting in warnings and subsequent clarifying announcements.

Compliance matters are read from filings since 24 August 2026.

2026-09-21ProspectusNon-compliance

RoboTechnik Intelligent Technology Co., Ltd.罗博特科智能科技股份有限公司03757.HK

We were subject to a verbal warning imposed by the SZSE in November 2025 (the "Verbal Warning").
Business · p. 172

Due to an inadvertent administrative error, there was an error in the disclosure of the top 10 free float shareholders, in which the shareholding information of Mr. Dai was omitted from such table.
Business · p. 172

As advised by our PRC Legal Advisor and confirmed by the SZSE, according to the applicable PRC laws and regulations, the Verbal Warning is considered the least severe type of "self-regulatory measure" imposed by the SZSE under the Measures, and it does not constitute an administrative penalty imposed by regulatory authorities.
Business · p. 172

The company's explanation, the adviser's view and the page in the filing: see Matters

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