港股IPO招股书披露先例 · 3 家公司，3 项
此类事项指申请人或其平台商家因销售不符合质量标准、注册技术规格，或销售不当、受限制产品而受到行政处罚或监管程序的情形。披露常见于风险因素、业务、概要及财务资料章节，通常列明处罚机关、罚款金额、涉事产品及其来源，并说明未产生重大不利影响。申请人一般通过足额缴付罚款、停售相关产品、终止供应商或商家合作、加强审查检验与培训、配合或应对监管程序等方式说明整改情况。
合规类事项自 2026 年 8 月 24 日起递交的文件开始收录。
In 2024, Zhejiang Taotao E-commerce Co., Ltd. was subject to an administrative penalty imposed by the Yongkang City Administration for Market Regulation in relation to the sale of certain helmet products which were found non-conforming in a product test conducted by the authority.
Business · 第 185 页
公司的解释、律师意见及原文页码定位：在 Matters 中查看The administrative fine imposed was RMB6,000.
Business · 第 185 页
in January 2024, the Guangdong Provincial Medical Products Administration identified that the “nominal length” parameter of one batch of our disposable tracheostomy tubes deviated from the registered technical specifications.
Business · 第 189 页
For these two incidents, we were subject to (i) an administrative fine of RMB20,000 in connection with the syringe pump incident; and (ii) an administrative fine of RMB20,000 and the confiscation of the affected batch of disposable tracheostomy tubes valued RMB560 in total.
Business · 第 190 页
公司的解释、律师意见及原文页码定位：在 Matters 中查看As of the Latest Practicable Date, we had duly paid the fine in full and promptly implemented rectification measures, including (i) investigating the root causes of the issue; (ii) suspending the sale of the affected batches identified during the inspections, which had not entered the market and therefore did not require product recalls; and (iii) organizing training sessions to reinforce the correct inspection procedures for the relevant products, with all relevant personnel having completed the required training and assessment.
Business · 第 190 页
In November 2025, French authorities commenced proceedings against us regarding the sale of certain inappropriate products by third-party merchants on our marketplace.
Business · 第 206 页
公司的解释、律师意见及原文页码定位：在 Matters 中查看In March 2026, the appellate court rendered its decision upholding the original judgment, dismissing all of the French government’s claims.
Business · 第 206 页