受制裁国家及出口管制

港股IPO招股书披露先例 · 190 家公司,221 项

受制裁国家及出口管制事项,指申请人向受制裁或受关注地区进行销售及经营业务、与受限名单主体的往来,以及美国对外投资和出口管制规则下的合规敞口。此类事项多披露于概要、风险因素、业务及财务资料等章节,一般列明交易金额、占比、涉及客户或供应商及名单情况,并附国际制裁法律顾问就一级或二级制裁风险的意见。申请人通常辅以停止相关业务、实施交易对手筛查及制裁合规内控、承诺募集资金不用于受制裁活动等方式予以解释或整改。

2023-03-14Prospectus
洲际船务集团控股有限公司Seacon Shipping Group Holdings Limited02409.HK

涉及受制裁地区交易及制裁风险敞口

As advised by our International Sanctions Legal Advisers after performing the procedures they consider necessary, our transactions with customers and suppliers involving the Relevant Regions during the Track Record Period were not sanctionable activities under Guidance Letter HKEX-GL101-19 given that (i) none of our customers/suppliers located in the Relevant Regions were identified on the Specially Designated Nationals and Blocked Persons List maintained by OFAC or the relevant restricted parties lists maintained by the European Union, Australia and the United Nations; and (ii) the services provided to the customers did not have a nexus to the United States or the EU and do not constitute Primary or Secondary Sanctionable Activities.

Business · 第 303 页

Our International Sanctions Legal Advisers have not identified apparent violations of the International Sanctions by us after evaluating the sanctions risks of our historical business activities relating to the Relevant Regions during the Track Record Period.

Business · 第 304 页

Our Directors confirm that we do not have present intention to undertake any business involving directly or indirectly the Comprehensively Sanctioned Countries.

Business · 第 304 页
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