Licences, permits & filings

Hong Kong IPO disclosure precedents · 54 companies, 55 items

operating without or beyond a business licence, permit, qualification or filing, expired licences, record-filings not made (other than the specific regimes below)

Compliance matters are read from filings since 24 August 2026.

2026-09-13PHIPCompliance confirmed
Hunan Junxin Environmental Protection Co., Ltd.湖南军信环保股份有限公司

According to our PRC Legal Advisor, as of the Latest Practicable Date, our Group had obtained all necessary regulatory approvals prior to the commencement of construction for each of its projects.

Business · p. 151

Our Directors confirmed that, as of the Latest Practicable Date, we had obtained all material licenses and permits that are necessary for our business operations in the China and overseas.

Business · p. 169
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-13Application ProofCompliance confirmed
Hai Robotics Innovation Group Co., Ltd.深圳市海柔创新智能科技集团股份有限公司

During the Track Record Period and up to the Latest Practicable Date, we had obtained all material licenses, permits, approvals and certificates necessary to conduct our business from the relevant government authorities, and such licenses, permits, approvals and certificates remained in full effect.

Business · p. 184
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-11ProspectusCompliance confirmed
Transwarp Technology (Shanghai) Co., Ltd.星环信息科技(上海)股份有限公司06727.HK

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisors, we had obtained all material licenses and permits required for our business operations in the PRC, and such licenses and permits had remained in full effect.

Business · p. 186
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-11Application ProofCompliance confirmed
ASR MICROELECTRONICS CO., LTD.翱捷科技股份有限公司

Our PRC Legal Advisor has advised that we have obtained all licenses, permits and certificates necessary to conduct our operations in all material respects from the relevant government authorities in the PRC during the Track Record Period and up to the Latest Practicable Date, and that such licenses, permits and certificates remained in effect as of the date of this document.

Business · p. 163
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-10Application ProofCompliance confirmed
Guangdong Mic-Power New Energy Co., Ltd.广东微电新能源股份有限公司

As confirmed by our PRC Legal Advisor, during the Track Record Period and up to the Latest Practicable Date, we had obtained all necessary licenses, approvals, and permits from the competent government departments and regulatory authorities that are material for our business operations in the jurisdictions where we operate, and there are no foreseeable legal impediments to their renewal in due course.

Business · p. 196
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-07PHIPCompliance confirmed
Zhejiang Taotao Vehicles Co., Ltd.浙江涛涛车业股份有限公司

During the Track Record Period and up to the Latest Practicable Date, we had obtained all requisite licenses, approvals and permits from relevant authorities that are material to the operation of our existing business.

Business · p. 173

Our PRC Legal Advisor has advised us that there is no material legal impediment to renewing such permits or licenses.

Business · p. 173
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-03Application ProofCompliance confirmed
VATAI HOLDINGS LIMITED深圳欧税通控股股份有限公司

As of the Latest Practicable Date, to the best of our knowledge and as advised by our PRC Legal Advisor, we had obtained all material licenses, approvals, and permits required under applicable laws and regulations for our principal business operations in the PRC, and such licenses, approvals, and permits remained valid and in full force.

Business · p. 146
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-31Application ProofCompliance confirmed
ANEW HEALTH LIMITED御康诺国际健康有限公司

During the Track Record Period and up to the Latest Practicable Date, we believe we have obtained all requisite licenses and certificates that are material to our operations, which consist solely of our business registration certificates for our Operating Subsidiaries.

Business · p. 119

Our Directors confirm that our Group did not experience any material difficulties in obtaining and/ or renewing our business registration certificates.

Business · p. 120
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-31Application ProofCompliance confirmed
Ningbo Sunny Smart Autotech Company Limited宁波舜宇智行科技股份有限公司

During the Track Record Period and up to the Latest Practicable Date, we have obtained all necessary licenses, permits and approvals for conducting operating activities which are important to our operations and such licenses, permits and approvals are still valid as of the Latest Practicable Date.

Business · p. 166
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-31Application ProofCompliance confirmed
ProteLight Pharmaceuticals (Jiangsu) Co., Ltd.普莱医药(江苏)股份有限公司

As of the Latest Practicable Date, as advised by our PRC Legal Advisor, we had obtained all material licenses and permits required for our business operations in the PRC, and such business licenses had remained in full effect.

Business · p. 217

We had not experienced any material difficulty in renewing such licenses, permits, approvals and certificates during the Track Record Period and up to the Latest Practicable Date, and we currently do not expect to have any material difficulty in renewing them when they expire, if applicable.

Business · p. 217
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-31ProspectusCompliance confirmed
Shenzhen Longsys Electronics Co., Ltd.深圳市江波龙电子股份有限公司09976.HK

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisor and Brazilian Legal Advisors, we had obtained all requisite licenses, certificates and permits from the relevant authorities that are material to our operations in China and Brazil, respectively.

Business · p. 216
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-31Application ProofCompliance confirmed
Guangxi Yuchai Marine and Genset Power Co., Ltd.广西玉柴船电动力股份有限公司

As of the Latest Practicable Date, we had obtained all requisite licenses, permits, approvals and certifications that are material to our operations and such licenses, permits and approvals were valid and remained in effect without material risk of being unable to be renewed upon expiration.

Business · p. 163
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-30Application ProofCompliance confirmed
Beijing XSKY Technology Co., Ltd.北京星辰天合科技股份有限公司

As advised by our PRC Legal Advisor, we had obtained the requisite approvals and permits from, and have made all the filings with the applicable authorities which were material to our operations, and such approvals and permits are valid and subsisting as of the Latest Practicable Date.

Business · p. 202
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-30Application ProofCompliance confirmed
ZHE JIANG HAI LIANG CO., LTD.浙江海亮股份有限公司

We had duly obtained all requisite licenses, permits, approvals and certificates that are material to our operations in China and overseas.

Business · p. 180

All such licenses, permits, approvals, and certificates were valid and subsisting during the Track Record Period and up to the Latest Practicable Date.

Business · p. 180
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-08-28Application ProofCompliance confirmed
HANGZHOU TANGJI MEDICAL TECHNOLOGY CO., LTD.杭州糖吉医疗科技股份有限公司

During the Track Record Period and up to the Latest Practicable Date, we have obtained all requisite certificates, permits, and licenses that are material for our operation, and all of such certificates, permits, and licenses are valid and up-to-date to the extent that they are still needed.

Business · p. 207

We did not experience any material difficulties in renewing such certificates, permits, and licenses during the Track Record Period and up to the Latest Practicable Date, and do not expect to face any material difficulties in renewing them upon their expiry, if applicable.

Business · p. 208
The company's explanation, the adviser's view and the page in the filing: see Matters

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