Licences, permits & filings

Hong Kong IPO disclosure precedents · 54 companies, 55 items

operating without or beyond a business licence, permit, qualification or filing, expired licences, record-filings not made (other than the specific regimes below)

Compliance matters are read from filings since 24 August 2026.

2026-09-30PHIPCompliance confirmed
Amicro Technology Co., Ltd.珠海一微科技股份有限公司

As confirmed by our PRC Legal Advisor, during the Track Record Period and up to the Latest Practicable Date, we had obtained all requisite licenses and made all the filings with competent government authorities that are essential to the operation of our business in China.

Risk Factors · p. 44

During the Track Record Period and up to the Latest Practicable Date, we have obtained all necessary licenses, approvals, and permits required to conduct our business in the jurisdictions where we operate, and we did not experience any material difficulties in renewing the licenses, approvals and permits, and that we currently do not expect any material difficulties in such renewal.

Business · p. 207
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-30Application ProofCompliance confirmed
ACROBIOSYSTEMS CO., LTD北京百普赛斯生物科技股份有限公司

As advised by our PRC Legal Advisor, U.S. Legal Advisor, Swiss Legal Advisor, South Korean Legal Advisor, Germany Legal Advisor and the U.K. Legal Advisor, except where no licenses, approvals or permits are required for local operations, we have obtained all requisite licenses, approvals and permits from relevant authorities that are material to our operations during the Track Record Period and up to the Latest Practicable Date.

Business · p. 165

As advised by our PRC Legal Advisor, nothing has come to its attention that would indicate any legal impediment to renewing the relevant PRC licenses and permits upon expiry.

Business · p. 165
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-29Application ProofCompliance confirmed
DataCanvas Co., Ltd.北京九章云极科技股份有限公司

As advised by our PRC Legal Advisor, as of the Latest Practicable Date, we have obtained all the requisite licenses and made all the requisite filings with competent governmental authorities that are material to the operation of the business we engage in China.

Risk Factors · p. 42

As advised by our PRC Legal Advisor, as of the Latest Practicable Date, we had obtained all requisite licenses, permits, approvals, and certificates from the relevant government authorities that are material for our business operations, and there is no material legal impediment to renewing such licenses, permits and approvals upon their expiration.

Business · p. 184
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-29Application ProofCompliance confirmed
YUDO HOLDINGS CO., LIMITED柳道实业控股有限公司

During the Track Record Period and up to the Latest Practicable Date, we had obtained all licenses, permits and approvals necessary to conduct our operations in all material respects from the relevant government authorities, such licenses, permits and approvals remained in full effect and we had not experienced any material difficulty in obtaining and/or renewing such licenses, approvals and permits.

Business · p. 177
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-28ProspectusCompliance confirmed
Beijing ESWIN Computing Technology Co., Ltd.北京奕斯伟计算技术股份有限公司01256.HK

During the Track Record Period and up to the Latest Practicable Date, we had obtained all material licenses, permits, approvals and certificates necessary to conduct our actual business operations from the relevant government authorities in the PRC, and such licenses, permits, approvals and certificates remained in full effect.

Business · p. 200
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-28Application ProofCompliance confirmed
Shandong Linuo Pharmaceutical Packaging Co.,Ltd.山东力诺医药包装股份有限公司

During the Track Record Period and up to the Latest Practicable Date, we have obtained the requisite licenses, permits and approvals from applicable authorities which are material to our existing operations, all of which were within their respective effective periods.

Business · p. 166
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-27Application ProofCompliance confirmed
Voyager Intelligent Systems Limited上海寅家电子科技股份有限公司

As of the Latest Practicable Date, as advised by our PRC Legal Advisor, we had obtained all material licenses and permits required for our business operations in the PRC, and such business licenses had remained in full effect.

Business · p. 179

Our PRC Legal Advisor has advised us that we do not currently face any material legal impediment to renewing business licenses.

Business · p. 179
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-25PHIPCompliance confirmed
Shenzhen Transsion Holdings Co., Ltd.深圳传音控股股份有限公司

During the Track Record Period and up to the Latest Practicable Date, according to our PRC Legal Advisor, Singapore Legal Advisor, Bangladesh Legal Advisor, UAE Legal Advisor, Ethiopia Legal Advisor, India Legal Advisor, and our Local Legal Advisor as to Hong Kong law, we had obtained all material requisite licenses, approvals and permits from relevant government authorities that are material to our business operations in China and overseas.

Business · p. 179

During the Track Record Period, we manufactured and sold components and parts for two-wheeled and three-wheeled electric vehicles and we are not required to obtain any specific licenses or permits for the manufacture and sales of such components and parts.

Business · p. 179
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-23Application ProofCompliance confirmed
Onyx International Inc.广州文石信息科技股份有限公司

During the Track Record Period and up to the Latest Practicable Date, we had obtained the requisite licenses, approvals, and permits from relevant authorities that are material to our operations.

Business · p. 172

Our PRC Legal Advisors have advised us that, as long as we comply with the applicable requirements and conditions set by the relevant laws and regulations, there is no material legal impediment to renewing our material licenses and permits as of the Latest Practicable Date.

Business · p. 172
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-22Application ProofCompliance confirmed
Guangdong Rising Mineral-Rich Mountain Copper Co., Ltd.广东省广晟大宝山铜业股份有限公司

As of the Latest Practicable Date, we had obtained all requisite licenses, permits and certificates material to our business operations in the PRC, and such licenses, permits and certificates are valid and remain in effect.

Business · p. 143

Our PRC Legal Advisers have confirmed that during the Track Record Period and up to the Latest Practicable Date, we have complied in all material aspects with applicable PRC laws and regulations relating to our mining operations other than as disclosed in the section below.

Business · p. 143
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-21ProspectusCompliance confirmed
Red Avenue New Materials Group Co., Ltd.彤程新材料集团股份有限公司09607.HK

During the Track Record Period and up to the Latest Practicable Date, save for the failure to obtain the Production Safety Permit for hazardous chemicals at the Kempur factory, we had obtained all requisite licences, permits, approvals and certificates from the relevant government authorities that are material for our business operations.

Business · p. 158
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-21Application ProofCompliance confirmed
Dynamic Electronics Co., Ltd.超颖电子电路股份有限公司

As of the Latest Practicable Date, we had obtained all licenses, approvals and permits that were material to our business operations in China and overseas.

Business · p. 150

During the Track Record Period and up to the Latest Practicable Date, we did not experience any material difficulty in renewing a material license, approval or permit and did not expect any material impediment to renewal.

Business · p. 150
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-21ProspectusCompliance confirmed
RoboTechnik Intelligent Technology Co., Ltd.罗博特科智能科技股份有限公司03757.HK

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisor, we had obtained all requisite licenses, permits, approvals and certificates from the relevant government authorities that are material for our business operations.

Business · p. 167
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-18Application ProofCompliance confirmed
Zhejiang Jingxin Pharmaceutical Co., Ltd.浙江京新药业股份有限公司

As advised by our PRC Legal Advisor, we had duly obtained the requisite licenses, permits, approvals and certificates from applicable authorities which are material to our operations, and such licenses, permits, approvals and certificates are valid and subsisting as of the Latest Practicable Date.

Business · p. 168

As advised by our PRC Legal Advisor, there is no material legal impediment to renewing our licenses, permits, approvals and certificates required for our operations.

Business · p. 168
The company's explanation, the adviser's view and the page in the filing: see Matters
2026-09-14ProspectusCompliance confirmed
Shenzhen Forms Syntron Information Co., Ltd.深圳四方精创资讯股份有限公司06700.HK

As advised by our PRC Legal Advisors, as of the Latest Practicable Date, we had obtained all material licenses, permits, approvals and certificates necessary for our business operations from the relevant government authorities in the PRC.

Business · p. 174

Based on such consultation and their understanding of the applicable laws, our Directors are of the view that we are not required to obtain any licences, permits, approvals or certificates relating to financial services, banking, software, data or cybersecurity to provide such services in Macao or France.

Business · p. 175
The company's explanation, the adviser's view and the page in the filing: see Matters
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