业务资质、许可及备案

港股IPO招股书披露先例 · 54 家公司,55 项

业务资质、许可及备案类事项,一般指发行人无证经营、超越许可范围经营、证照到期未续或未办理所需备案等情形。招股书通常在风险因素、业务、概要及财务资料等章节披露,申请人一般说明涉及的业务或产品、相关证照状态变化后的处理(如立即停止销售)、相关收入占比,并附中国法律顾问关于不构成重大违法违规、无重大诉讼或处罚的意见,以及整改或复证进展。

合规类事项自 2026 年 8 月 24 日起递交的文件开始收录。

2026-09-30PHIP合规确认
珠海一微科技股份有限公司Amicro Technology Co., Ltd.

已取得经营所需的全部牌照及备案

As confirmed by our PRC Legal Advisor, during the Track Record Period and up to the Latest Practicable Date, we had obtained all requisite licenses and made all the filings with competent government authorities that are essential to the operation of our business in China.

Risk Factors · 第 44 页

During the Track Record Period and up to the Latest Practicable Date, we have obtained all necessary licenses, approvals, and permits required to conduct our business in the jurisdictions where we operate, and we did not experience any material difficulties in renewing the licenses, approvals and permits, and that we currently do not expect any material difficulties in such renewal.

Business · 第 207 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-30Application Proof合规确认

已取得经营所需全部重大资质许可

As advised by our PRC Legal Advisor, U.S. Legal Advisor, Swiss Legal Advisor, South Korean Legal Advisor, Germany Legal Advisor and the U.K. Legal Advisor, except where no licenses, approvals or permits are required for local operations, we have obtained all requisite licenses, approvals and permits from relevant authorities that are material to our operations during the Track Record Period and up to the Latest Practicable Date.

Business · 第 165 页

As advised by our PRC Legal Advisor, nothing has come to its attention that would indicate any legal impediment to renewing the relevant PRC licenses and permits upon expiry.

Business · 第 165 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-29Application Proof合规确认

已取得经营所需全部主要资质许可

As advised by our PRC Legal Advisor, as of the Latest Practicable Date, we have obtained all the requisite licenses and made all the requisite filings with competent governmental authorities that are material to the operation of the business we engage in China.

Risk Factors · 第 42 页

As advised by our PRC Legal Advisor, as of the Latest Practicable Date, we had obtained all requisite licenses, permits, approvals, and certificates from the relevant government authorities that are material for our business operations, and there is no material legal impediment to renewing such licenses, permits and approvals upon their expiration.

Business · 第 184 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-29Application Proof合规确认
柳道实业控股有限公司YUDO HOLDINGS CO., LIMITED

已取得经营所需全部重大许可及证照

During the Track Record Period and up to the Latest Practicable Date, we had obtained all licenses, permits and approvals necessary to conduct our operations in all material respects from the relevant government authorities, such licenses, permits and approvals remained in full effect and we had not experienced any material difficulty in obtaining and/or renewing such licenses, approvals and permits.

Business · 第 177 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-28Prospectus合规确认
北京奕斯伟计算技术股份有限公司Beijing ESWIN Computing Technology Co., Ltd.01256.HK

已取得经营所需全部主要资质证照

During the Track Record Period and up to the Latest Practicable Date, we had obtained all material licenses, permits, approvals and certificates necessary to conduct our actual business operations from the relevant government authorities in the PRC, and such licenses, permits, approvals and certificates remained in full effect.

Business · 第 200 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-28Application Proof合规确认
山东力诺医药包装股份有限公司Shandong Linuo Pharmaceutical Packaging Co.,Ltd.

已取得经营所需重大牌照且均在有效期内

During the Track Record Period and up to the Latest Practicable Date, we have obtained the requisite licenses, permits and approvals from applicable authorities which are material to our existing operations, all of which were within their respective effective periods.

Business · 第 166 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-27Application Proof合规确认
上海寅家电子科技股份有限公司Voyager Intelligent Systems Limited

已取得经营所需主要资质证照

As of the Latest Practicable Date, as advised by our PRC Legal Advisor, we had obtained all material licenses and permits required for our business operations in the PRC, and such business licenses had remained in full effect.

Business · 第 179 页

Our PRC Legal Advisor has advised us that we do not currently face any material legal impediment to renewing business licenses.

Business · 第 179 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-25PHIP合规确认
深圳传音控股股份有限公司Shenzhen Transsion Holdings Co., Ltd.

经确认已取得全部重要经营资质许可

During the Track Record Period and up to the Latest Practicable Date, according to our PRC Legal Advisor, Singapore Legal Advisor, Bangladesh Legal Advisor, UAE Legal Advisor, Ethiopia Legal Advisor, India Legal Advisor, and our Local Legal Advisor as to Hong Kong law, we had obtained all material requisite licenses, approvals and permits from relevant government authorities that are material to our business operations in China and overseas.

Business · 第 179 页

During the Track Record Period, we manufactured and sold components and parts for two-wheeled and three-wheeled electric vehicles and we are not required to obtain any specific licenses or permits for the manufacture and sales of such components and parts.

Business · 第 179 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-23Application Proof合规确认

已取得经营所需重大资质许可

During the Track Record Period and up to the Latest Practicable Date, we had obtained the requisite licenses, approvals, and permits from relevant authorities that are material to our operations.

Business · 第 172 页

Our PRC Legal Advisors have advised us that, as long as we comply with the applicable requirements and conditions set by the relevant laws and regulations, there is no material legal impediment to renewing our material licenses and permits as of the Latest Practicable Date.

Business · 第 172 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-22Application Proof合规确认
广东省广晟大宝山铜业股份有限公司Guangdong Rising Mineral-Rich Mountain Copper Co., Ltd.

已取得业务所需全部重要牌照许可

As of the Latest Practicable Date, we had obtained all requisite licenses, permits and certificates material to our business operations in the PRC, and such licenses, permits and certificates are valid and remain in effect.

Business · 第 143 页

Our PRC Legal Advisers have confirmed that during the Track Record Period and up to the Latest Practicable Date, we have complied in all material aspects with applicable PRC laws and regulations relating to our mining operations other than as disclosed in the section below.

Business · 第 143 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-22Prospectus合规确认
深圳市欢创科技股份有限公司Shenzhen Camsense Technologies Co., Ltd.06802.HK

已取得业务经营所需全部重要资质许可

During the Track Record Period and up to the Latest Practicable Date, we had obtained all requisite licenses, approvals and permits from relevant governmental authorities that are material to our business operations in markets in which we operate.

Business · 第 195 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-21Prospectus合规确认
彤程新材料集团股份有限公司Red Avenue New Materials Group Co., Ltd.09607.HK

除Kempur外已取得所有重要资质

During the Track Record Period and up to the Latest Practicable Date, save for the failure to obtain the Production Safety Permit for hazardous chemicals at the Kempur factory, we had obtained all requisite licences, permits, approvals and certificates from the relevant government authorities that are material for our business operations.

Business · 第 158 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-21Application Proof合规确认
超颖电子电路股份有限公司Dynamic Electronics Co., Ltd.

已取得业务经营所需全部重大牌照及许可

As of the Latest Practicable Date, we had obtained all licenses, approvals and permits that were material to our business operations in China and overseas.

Business · 第 150 页

During the Track Record Period and up to the Latest Practicable Date, we did not experience any material difficulty in renewing a material license, approval or permit and did not expect any material impediment to renewal.

Business · 第 150 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-21Prospectus合规确认
深圳市景旺电子股份有限公司Shenzhen Kinwong Electronic Co., Ltd.03228.HK

已取得经营所需全部重大牌照许可

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisors, we had obtained all requisite licenses, certificates and permits from the relevant authorities that are material to our operations in Chinese mainland.

Business · 第 161 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-21Prospectus合规确认
本末动力(北京)科技股份有限公司Direct Drive Tech Limited06731.HK

已持有业务所需全部重大资质许可

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Adviser, we had obtained and held all requisite licenses, approvals and permits from relevant government authorities that are material to our business operations in China.

Business · 第 191 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-21Prospectus合规确认
罗博特科智能科技股份有限公司RoboTechnik Intelligent Technology Co., Ltd.03757.HK

已取得经营所需全部重大许可及资质

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisor, we had obtained all requisite licenses, permits, approvals and certificates from the relevant government authorities that are material for our business operations.

Business · 第 167 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-18Application Proof合规确认
浙江京新药业股份有限公司Zhejiang Jingxin Pharmaceutical Co., Ltd.

已取得经营所需重大资质许可

As advised by our PRC Legal Advisor, we had duly obtained the requisite licenses, permits, approvals and certificates from applicable authorities which are material to our operations, and such licenses, permits, approvals and certificates are valid and subsisting as of the Latest Practicable Date.

Business · 第 168 页

As advised by our PRC Legal Advisor, there is no material legal impediment to renewing our licenses, permits, approvals and certificates required for our operations.

Business · 第 168 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-14Prospectus合规确认
深圳四方精创资讯股份有限公司Shenzhen Forms Syntron Information Co., Ltd.06700.HK

已取得全部重大业务资质许可

As advised by our PRC Legal Advisors, as of the Latest Practicable Date, we had obtained all material licenses, permits, approvals and certificates necessary for our business operations from the relevant government authorities in the PRC.

Business · 第 174 页

Based on such consultation and their understanding of the applicable laws, our Directors are of the view that we are not required to obtain any licences, permits, approvals or certificates relating to financial services, banking, software, data or cybersecurity to provide such services in Macao or France.

Business · 第 175 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看

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