环保行政处罚及整改

港股IPO招股书披露先例 · 5 家公司,5 项

此类事项指集团因污染治理设施未正常运行、自动监测设备故障或排放超出许可限值等环保违规行为,被主管部门处以行政罚款的情形。招股书一般于风险因素、业务、概要及财务资料等章节披露处罚事由、罚款金额及缴纳情况,说明已按要求完成整改,并援引董事及中国法律顾问的意见,认为相关处罚不构成重大不合规,未对集团产生重大财务或运营影响。

合规类事项自 2026 年 8 月 24 日起递交的文件开始收录。

2026-09-29Application Proof合规确认

环境保护法律法规合规

We strictly comply with environmental laws and regulations in all our operating locations, including the Environmental Protection Law of the People’s Republic of China, the Water Pollution Prevention and Control Law of the People’s Republic of China, and the Law of the People’s Republic of China on the Prevention and Control of Environmental Pollution by Solid Waste, along with related regulations.

Business · 第 177 页

During the Track Record Period, the Company has not been subject to any administrative penalties or negative publicity related to environmental non-compliance.

Business · 第 177 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-29Application Proof合规确认
柳道实业控股有限公司YUDO HOLDINGS CO., LIMITED

遵守环保法律法规且未受重大处罚

We integrate environmental considerations into our manufacturing and operational processes and comply with applicable environmental laws and regulations in the jurisdictions where we operate in all material respects.

Business · 第 166 页

During the Track Record Period and up to the Latest Practicable Date, we were not subject to any material administrative penalties or prosecution in relation to violations of environmental laws and regulations.

Business · 第 166 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-21Prospectus不合规事项
彤程新材料集团股份有限公司Red Avenue New Materials Group Co., Ltd.09607.HK

RA Chemical两宗环保行政处罚

During the Track Record Period, we were subject to administrative penalties in respect of two incidents of non-compliance relating to a factory.

Risk Factors · 第 28 页

Specifically, the automatic monitoring equipment at the RTO exhaust gas outlet of the RA Chemical factory was found to have not been operating properly during an inspection by the relevant government authority in June 2024, for which a fine of RMB20,000 was imposed.

Business · 第 148 页

In addition, the automatic monitoring data of the inorganic wastewater discharge outlet of the RA Chemical factory was found to have exceeded the permitted concentration limits, resulting in a fine of RMB352,000.

Business · 第 148 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-28Application Proof合规确认

健康、安全生产及环保合规

During the Track Record Period and up to the Latest Practicable Date, we had been in compliance with health, work safety and environmental laws and regulations applicable to our operations in all material respects and had not been subject to any material claims, fines or other penalties due to non-compliance with health, work safety or environmental regulations that would materially and adversely affect our business, financial condition or results of operations.

Business · 第 212 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看

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