业务资质、许可及备案

港股IPO招股书披露先例 · 54 家公司,55 项

业务资质、许可及备案类事项,一般指发行人无证经营、超越许可范围经营、证照到期未续或未办理所需备案等情形。招股书通常在风险因素、业务、概要及财务资料等章节披露,申请人一般说明涉及的业务或产品、相关证照状态变化后的处理(如立即停止销售)、相关收入占比,并附中国法律顾问关于不构成重大违法违规、无重大诉讼或处罚的意见,以及整改或复证进展。

合规类事项自 2026 年 8 月 24 日起递交的文件开始收录。

2026-09-13PHIP合规确认
湖南军信环保股份有限公司Hunan Junxin Environmental Protection Co., Ltd.

已取得开工前全部必要批准及重大牌照

According to our PRC Legal Advisor, as of the Latest Practicable Date, our Group had obtained all necessary regulatory approvals prior to the commencement of construction for each of its projects.

Business · 第 151 页

Our Directors confirmed that, as of the Latest Practicable Date, we had obtained all material licenses and permits that are necessary for our business operations in the China and overseas.

Business · 第 169 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-13Application Proof合规确认
深圳市海柔创新智能科技集团股份有限公司Hai Robotics Innovation Group Co., Ltd.

已取得经营所需全部重大资质许可

During the Track Record Period and up to the Latest Practicable Date, we had obtained all material licenses, permits, approvals and certificates necessary to conduct our business from the relevant government authorities, and such licenses, permits, approvals and certificates remained in full effect.

Business · 第 184 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-11Prospectus合规确认
星环信息科技(上海)股份有限公司Transwarp Technology (Shanghai) Co., Ltd.06727.HK

已取得经营所需全部重大许可及批文

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisors, we had obtained all material licenses and permits required for our business operations in the PRC, and such licenses and permits had remained in full effect.

Business · 第 186 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-11Application Proof合规确认
翱捷科技股份有限公司ASR MICROELECTRONICS CO., LTD.

业务资质证照齐备之确认

Our PRC Legal Advisor has advised that we have obtained all licenses, permits and certificates necessary to conduct our operations in all material respects from the relevant government authorities in the PRC during the Track Record Period and up to the Latest Practicable Date, and that such licenses, permits and certificates remained in effect as of the date of this document.

Business · 第 163 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-10Application Proof合规确认
广东微电新能源股份有限公司Guangdong Mic-Power New Energy Co., Ltd.

已取得所有必要业务牌照许可

As confirmed by our PRC Legal Advisor, during the Track Record Period and up to the Latest Practicable Date, we had obtained all necessary licenses, approvals, and permits from the competent government departments and regulatory authorities that are material for our business operations in the jurisdictions where we operate, and there are no foreseeable legal impediments to their renewal in due course.

Business · 第 196 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-07PHIP合规确认
浙江涛涛车业股份有限公司Zhejiang Taotao Vehicles Co., Ltd.

已取得经营所需全部重大牌照许可

During the Track Record Period and up to the Latest Practicable Date, we had obtained all requisite licenses, approvals and permits from relevant authorities that are material to the operation of our existing business.

Business · 第 173 页

Our PRC Legal Advisor has advised us that there is no material legal impediment to renewing such permits or licenses.

Business · 第 173 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-03Application Proof合规确认

已取得经营所需全部重要资质许可

As of the Latest Practicable Date, to the best of our knowledge and as advised by our PRC Legal Advisor, we had obtained all material licenses, approvals, and permits required under applicable laws and regulations for our principal business operations in the PRC, and such licenses, approvals, and permits remained valid and in full force.

Business · 第 146 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-09-03Application Proof合规确认
深圳信立泰药业股份有限公司SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD.

重大业务资质许可齐备确认

During the Track Record Period and up to the Latest Practicable Date, we had obtained all material licenses, permits, approvals, and certificates required for our operations and all of these material licenses, permits, and approvals were valid and remained in effect.

Business · 第 209 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-31Application Proof合规确认

已取得经营所需全部重要牌照及证书

During the Track Record Period and up to the Latest Practicable Date, we believe we have obtained all requisite licenses and certificates that are material to our operations, which consist solely of our business registration certificates for our Operating Subsidiaries.

Business · 第 119 页

Our Directors confirm that our Group did not experience any material difficulties in obtaining and/ or renewing our business registration certificates.

Business · 第 120 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-31Application Proof合规确认
宁波舜宇智行科技股份有限公司Ningbo Sunny Smart Autotech Company Limited

主要业务资质许可均已取得且有效

During the Track Record Period and up to the Latest Practicable Date, we have obtained all necessary licenses, permits and approvals for conducting operating activities which are important to our operations and such licenses, permits and approvals are still valid as of the Latest Practicable Date.

Business · 第 166 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-31Application Proof合规确认
普莱医药(江苏)股份有限公司ProteLight Pharmaceuticals (Jiangsu) Co., Ltd.

已取得经营所需全部重大许可及牌照

As of the Latest Practicable Date, as advised by our PRC Legal Advisor, we had obtained all material licenses and permits required for our business operations in the PRC, and such business licenses had remained in full effect.

Business · 第 217 页

We had not experienced any material difficulty in renewing such licenses, permits, approvals and certificates during the Track Record Period and up to the Latest Practicable Date, and we currently do not expect to have any material difficulty in renewing them when they expire, if applicable.

Business · 第 217 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-31Application Proof合规确认
浙江迦智科技股份有限公司Zhejiang IPLUSMOBOT Technology Co., Ltd.

已取得业务经营所需全部重要执照许可

As advised by our PRC Legal Advisor, during the Track Record Period and up to the Latest Practicable Date, we had obtained all requisite licenses, approvals and permits from relevant authorities in China that are material to the operation of our existing business.

Business · 第 195 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-31Prospectus合规确认
优地机器人(无锡)股份有限公司Excelland Robotics (Wuxi) Co. Ltd.03231.HK

已取得经营业务所需全部重要牌照及许可

As advised by our PRC Legal Adviser, during the Track Record Period and up to the Latest Practicable Date, we had obtained all requisite licences and permits from relevant authorities in China that are material to the operation of our existing business.

Business · 第 199 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-31Prospectus合规确认
深圳市江波龙电子股份有限公司Shenzhen Longsys Electronics Co., Ltd.09976.HK

已取得经营所需全部重大牌照及许可

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisor and Brazilian Legal Advisors, we had obtained all requisite licenses, certificates and permits from the relevant authorities that are material to our operations in China and Brazil, respectively.

Business · 第 216 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-31Application Proof合规确认
广西玉柴船电动力股份有限公司Guangxi Yuchai Marine and Genset Power Co., Ltd.

已取得经营所需全部重大资质许可

As of the Latest Practicable Date, we had obtained all requisite licenses, permits, approvals and certifications that are material to our operations and such licenses, permits and approvals were valid and remained in effect without material risk of being unable to be renewed upon expiration.

Business · 第 163 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-30Application Proof合规确认
杭州邦顺制药股份有限公司Hangzhou Bangshun Pharmaceutical Co., Ltd.

已取得业务经营所需全部重要许可证照

During the Track Record Period and up to the Latest Practicable Date, as advised by our PRC Legal Advisor, we had obtained all material licenses and permits required for our business operations in the PRC, and such business licenses had remained in full effect.

Business · 第 203 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-30Application Proof合规确认
北京星辰天合科技股份有限公司Beijing XSKY Technology Co., Ltd.

已取得经营所需主要许可、批准及备案

As advised by our PRC Legal Advisor, we had obtained the requisite approvals and permits from, and have made all the filings with the applicable authorities which were material to our operations, and such approvals and permits are valid and subsisting as of the Latest Practicable Date.

Business · 第 202 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-30Application Proof合规确认
浙江海亮股份有限公司ZHE JIANG HAI LIANG CO., LTD.

已取得全部重要业务资质许可

We had duly obtained all requisite licenses, permits, approvals and certificates that are material to our operations in China and overseas.

Business · 第 180 页

All such licenses, permits, approvals, and certificates were valid and subsisting during the Track Record Period and up to the Latest Practicable Date.

Business · 第 180 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看
2026-08-28Application Proof合规确认
杭州糖吉医疗科技股份有限公司HANGZHOU TANGJI MEDICAL TECHNOLOGY CO., LTD.

已取得全部重要资质许可

During the Track Record Period and up to the Latest Practicable Date, we have obtained all requisite certificates, permits, and licenses that are material for our operation, and all of such certificates, permits, and licenses are valid and up-to-date to the extent that they are still needed.

Business · 第 207 页

We did not experience any material difficulties in renewing such certificates, permits, and licenses during the Track Record Period and up to the Latest Practicable Date, and do not expect to face any material difficulties in renewing them upon their expiry, if applicable.

Business · 第 208 页
公司的解释、律师意见及原文页码定位:在 Matters 中查看

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